LEGAL DISCLAIMERS

By using this site and the information it contains, you expressly agree to the following:

Securities offered through Third500, LLC, Member FINRA/SIPC [https://ofac.finra.org]

PROHIBITED USE

You may not reproduce (either in whole or in part), modify, link to, transmit by any means (electronic or otherwise), or modify any part of this site for any purpose (commercial or otherwise), without the prior written permission of Third500, LLC. For such permission, please contact Third500, LLC directly.

Please be aware that Third500, LLC will actively enforce its IP (intellectual property) rights to the fullest extent of the law.

EXPRESS REFUSAL OF WARRANTY

Information and representations in this site are offered with no warranty, express or implied, of any kind.

NO OFFER

This web site and the information it contains is designed for the private information of the user, and Third500, LLC does not solicit or seek any action base on the site or its information. In fact, there is nothing in this site that any user, for any reason, would deem an offer or recommendation to engage in a financial or business transaction of any type.

LIMITATIONS OF LIABILITY

By viewing this site, you expressly agree that Third500, LLC will not be held liable for any loss or damage of any kind, for any reason, including negligence.

PRIVACY STATEMENT

Third500, LLC is committed to protecting the privacy of users of this site.

Personal information is not required on this site unless you choose to provide your name, email address, and other information in the contact section. We will not disclose any information you provide to any non-affiliated entity of Third500, LLC for any business purpose. A representative of Third500, LLC may contact you in an effort to follow up on your interest or to answer any questions you have if you choose to provide contact information.

Our web server may log your Internet Protocol (IP) address or the IP address of your proxy server. Third500, LLC does not currently track or review this information. We currently do not use any "cookie" technology on this site. If we add any cookies to this site in the future, we will change this notice to explain how such cookies are used.

PATRIOT ACT

Under Section 326 of the USA PATRIOT Act, Third500, LLC is required to verify the identity of its clients. Third500, LLC utilizes the services of outside vendors to assist us with this government-mandated requirement. We appreciate your business and patience with our compliance efforts.

BUSINESS CONTINUITY

Our Firm has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.

CONTACTING US

If after a significant business disruption you cannot contact us as you usually do at [+1 847 400-5001], you should call our cellular phone numbers which are listed on our business cards or go to our web site at http://www.Third500, LLCcapital.com.

OUR BUSINESS CONTINUITY PLAN

We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Our business continuity plan addresses data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact and regulatory reporting if we are unable to continue our business. While every
emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption; our objective is to restore our operations and be able to complete existing transactions and accept new transactions within a reasonable time period.

VARYING DISRUPTIONS

Significant business disruptions can vary in their scope, such as only our firm, a single building or unit housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within a few hours. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within a day. In either situation, we plan to continue in business, and notify you through our web site or our customer emergency number, how to contact us.

FOR MORE INFORMATION

If you have questions about our business continuity planning or would like a copy of the complete Business Continuity Plan for Third500, please contact us directly at [+1 847 400-5001]