Third500

THIRD500 IS A GLOBAL INVESTMENT BANK FOCUSED EXCLUSIVELY IN EMERGING GROWTH

In a 2000-meter rowing contest, the third quarter (or “third 500”) is where the race is won. The third 500 is a time of blinding intensity and mortal struggle. When the best teams become legend. When achievement is born of commitment. When promise yields perfection. Our firm was conceived in the spirit of the “third 500”.

As advisors we have completed more than 50+ transactions in 17 countries, representing aggregate transaction value $2.0+ billion and $700+ million in growth financing.

SERVICES

EXECUTING STRATEGIC AND FINANCIAL TRANSACTIONS THROUGHOUT EMERGING GROWTH COMPANY’S LIFE CYCLE

Third500 is a boutique investment bank with a global capital markets capability dedicated exclusively to the emerging growth community. We understand the needs of emerging growth companies and see how they can achieve their financing potential through our services including private placement, pre-IPO, IPO (with partners), strategic advisory, partnering, and M&A.

We cultivate a worldwide network of growth investors and deploy proprietary approaches to maximize transaction efficiencies and capitalize on favorable market structures. These unique capabilities help maximize liquidity and strategies that lessen risks, lower costs, and improve performance for investors and their portfolio companies alike.

$10 MM to $50 MM financings
$25 MM to $500 MM valuations
2 to 4 yr “Exit” horizons

Private Placement

Structured Capital

Pre-IPO

SGX

Block Trades

Nasdaq

Strategic M&A

RECENT TRANSACTIONS

MOBIUS IMAGING, LLC.

Has been acquired for $500 million by

THE UNDERSIGNED ACTED AS FINANCIAL
ADVISORY TO MOBIUS IMAGING

Merger & Acquisitions

SALARIUS PHARMACEUTICALS

Has acquired Flex pharma through a reverse merger

THE UNDERSIGNED ACTED AS EXCLUSIVE FINANCIAL ADVISOR TO SALARIUS

Merger & Acquisitions

NAUTILUS DATA TECHNOLOGIES, INC.

Has completed its $26,000,000 Series C financing led by

THE UNDERSIGNED ACTED AS STRATEGIC ADVISOR NAUTILUS DATA TECHNOLOGIES

Private Placements

What exactly is emerging growth?

Emerging Growth Companies (EGCs) are unique business animals. At times EGCs are viewed as ‘in-between’ more common business categories like start-ups

How to finance emerging growth?

Emerging Growth Companies (EGCs) have long been a topic of interest in investor circles and have historically been strong financial performers. However, over time, the true meaning of the term EGC has changed, and possibly even become diluted. So, let’s start at the beginning - what exactly is an Emerging Growth Company and what are the financing mechanisms that support them?

Why Singapore?

This Emerging Growth segment needs a credible IPO alternative. For issuers venture capital and structured debt are available, but often inappropriate from a valuation and risk perspective. Global wealth can access Emerging Growth through blind-pool 10 year closed-end, 2% and 20% funds, but would prefer greater deal visibility, more active deal management, better downside protections, lower management fees, and shorter hold periods. Our deals and funds can offer these features.